MIMBT will pay $79.8m for overvaluing 4,900 largely illiquid collateralized mortgage obligations.
The SEC also reduced the access fee caps for protected quotations in NMS stocks.
The fifth-annual event will be held at the Pan Pacific London, located in London City Centre.
Integrated chat and voice logs can create a single record of communications.
They will develop a suite of index futures, options on futures, and cash options products.
Liquidity is growing across the SOFR curve.
Customers get cloud-based access to comprehensive fixed income and equity data records.
Jamie Dimon said bonuses will depend on complying with the new rules.
WisdomTree Connect to enable interaction with any WisdomTree-issued token, in any wallet, across chains.
The partnership will initially seek to unlock $30bn of private equity capital.
The new venue will be under the leadership of Kai Kono, EDXM Global’s new CEO.
One Trading is the first MiFID II crypto trading venue for perpetual futures in the EU.
The listing of Janus Henderson Investors' Liquid Treasury Fund bridges the gap between TradFi and DeFi.
Changes to settlement and AI are driving demand for real-time, standardized data & streamlined operations.
Regulation was a hot topic at the annual Financial Markets Quality conference.
The initiative focuses on women’s entrepreneurship, financial health, literacy and career development.
Advisors want to allocate more to alternatives and private markets but are limited by operational complexity.
Participants executing via introducing brokers can now access Eurex for full US trading day.